Unclaimed
Matthew Miles Boardman is a financial advisor at RBC Capital Markets, LLC. Matthew has over 40 years of experience in the financial services industry. Matthew is registered with the state of Connecticut and has been with RBC Capital Markets, LLC since March 2003. Previously, Matthew worked at First Institutional Securities, L.L.C., Broadway Financial Investment Services Corp., Glickenhaus & Co. - New Jersey and Ryan, Beck & Co.. Matthew has a wide range of experience in the financial services industry, including securities trading and municipal securities. Matthew is also a Series 24, Series 53, Series 10, and Series 12 principal. Matthew is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/07/2003 - Present
RBC Capital Markets, LLC (STAMFORD CT)
NJ
03/13/1989 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NA
02/01/1989 - 03/25/1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
NA
04/16/1987 - 02/01/1989
GLICKENHAUS & CO. - NEW JERSEY
NA
10/03/1977 - 01/25/1983
RYAN, BECK & CO.
BC
Issued 02/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2003
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/31/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/18/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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