Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Simi is a financial advisor currently working with UBS Financial Services Inc. Matthew has over 30 years of experience in the industry and has held positions at several other firms, including Morgan Stanley, Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc., and Hambrecht & Quist LLC. Matthew is licensed to provide investment advice in a number of states including California, Texas, Florida, New Jersey, New York, Massachusetts, and others. Matthew has passed the Series 7, Series 24, Series 63, and Series 65 exams. Matthew's specializations include providing financial planning, investment advisory services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/24/2020 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
06/01/2009 - 02/24/2020
MORGAN STANLEY (SAN FRANCISCO CA)
CA
04/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
11/05/2001 - 05/05/2008
BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 11/07/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
03/23/1995 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
03/13/1991 - 08/02/1994
F.N. WOLF & CO., INC.
IA
Issued 12/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Simi is the right advisor for you? Invested Better is here to help.
