Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Michael Ristvey is a registered representative with Raymond James Financial Services Advisors, Inc. Matthew has been in the financial services industry since August 8, 1992. Prior to joining Raymond James, Matthew worked for LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION, FUTURESHARE FINANCIAL LLC, CONSECO SECURITIES, INC., NATCITY INSURANCE SERVICES, INC., NATCITY INVESTMENTS, INC., LIBERTY SECURITIES CORPORATION, PNC BROKERAGE CORP, and A. G. EDWARDS & SONS, INC. Matthew holds Series 63, 66, 7, 24 and SIE licenses. Matthew is licensed to sell securities in several states, including Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia and West Virginia. Matthew also has the ability to act as an investment advisor representative in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
05/18/2021 - Present
Raymond James Financial Services Advisors, Inc. (HERMITAGE PA)
PA
03/03/2009 - 02/22/2011
LPL FINANCIAL LLC (HERMITAGE PA)
PA
11/26/2002 - 03/11/2009
INVEST FINANCIAL CORPORATION (GREENVILLE PA)
NJ
12/05/2001 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
12/13/2000 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
OH
01/04/1999 - 12/06/2000
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
03/24/1998 - 12/06/2000
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
07/27/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
PA
12/02/1994 - 03/27/1998
PNC BROKERAGE CORP (PITTSBURGH PA)
MO
04/07/1993 - 10/26/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/12/1992 - 02/18/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 4/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/1/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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