Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew Michael Peters

BMO Capital Markets Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew Michael Peters

Matthew Michael Peters is a financial advisor with BMO Capital Markets Corp. located in Chicago, Illinois. Matthew has over 20 years of experience in the financial services industry. His registration with BMO Capital Markets Corp. began on February 21, 2007. Matthew is registered in all 50 states. Matthew has passed several industry exams, including the Series 7, Series 24, Series 63, and Series 79 exams. Matthew previously worked at BMO CAPITAL MARKETS GKST INC. and Harris Nesbitt Corp.

Firm Information

Matthew Peters is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fees for securities trading ideas and research

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Peters’s Registration & Firm History

IL

02/21/2007 - Present

BMO Capital Markets Corp. (CHICAGO IL)

MN

10/09/2012 - 10/20/2015

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

IL

11/01/2003 - 02/15/2007

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

IL

05/03/2000 - 11/01/2003

HARRIS NESBITT CORP. (CHICAGO IL)

Not sure if Matthew Michael Peters is right for you?

Licenses & Designations

BC

Issued 10/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Michael Peters.
Not sure if Matthew Michael Peters is right for you?