Unclaimed
Matthew Michael Peters is a financial advisor with BMO Capital Markets Corp. located in Chicago, Illinois. Matthew has over 20 years of experience in the financial services industry. His registration with BMO Capital Markets Corp. began on February 21, 2007. Matthew is registered in all 50 states. Matthew has passed several industry exams, including the Series 7, Series 24, Series 63, and Series 79 exams. Matthew previously worked at BMO CAPITAL MARKETS GKST INC. and Harris Nesbitt Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
IL
02/21/2007 - Present
BMO Capital Markets Corp. (CHICAGO IL)
MN
10/09/2012 - 10/20/2015
BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)
IL
11/01/2003 - 02/15/2007
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
05/03/2000 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 10/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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