Unclaimed
Matthew McNeill is a financial advisor with GT Securities, Inc. Matthew has been in the financial services industry since 2008. He is licensed in California and Arizona. Matthew holds the Series 7, 63, 66 and SIE securities licenses. He has previously worked at PENATES GROUP, INC., INDEPENDENT INVESTMENT BANKERS, CORP., SANDLAPPER SECURITIES, LLC, WM. H. MURPHY & CO., INC., SIGMA FINANCIAL CORPORATION and CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/03/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
07/30/2013 - 03/05/2020
PENATES GROUP, INC. (PACIFIC PALISADES CA)
TX
01/03/2012 - 07/30/2013
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
SC
01/25/2011 - 11/01/2011
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
AZ
04/14/2010 - 07/13/2010
WM. H. MURPHY & CO., INC. (SCOTTSDALE AZ)
MI
08/28/2008 - 11/07/2008
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
TX
10/02/1995 - 06/08/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 09/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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