Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Hughey is an investment advisor representative at LPL Financial LLC. Matthew is a registered representative with FINRA and is registered with the states of Colorado, Florida, Illinois, Indiana, Iowa, Michigan, Minnesota, Montana, and Wisconsin. Matthew has been in the financial services industry since 2006 and has a broad range of experience working with individuals, businesses, and institutions. Matthew is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
07/21/2021 - Present
LPL Financial LLC (COTTAGE GROVE WI)
WI
10/21/2020 - 07/21/2021
WADDELL & REED (COTTAGE GROVE WI)
WI
07/07/2016 - 09/30/2020
LPL FINANCIAL LLC (COLUMBUS WI)
WI
01/28/2015 - 06/08/2016
CAPITAL FINANCIAL SERVICES, INC. (MIDDLETON WI)
IL
06/06/2011 - 12/09/2011
MF GLOBAL INC. (CHICAGO IL)
PR
12/14/2009 - 05/25/2011
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NJ
12/14/2009 - 05/19/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/14/2009 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NY
05/07/2008 - 06/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
MO
11/03/2005 - 04/25/2008
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
11/03/2005 - 04/25/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
11/03/2005 - 04/25/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IL
04/12/2001 - 04/20/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BOTH
Issued 04/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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