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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Michael Barker is a financial advisor at Morgan Stanley. Matthew has been in the financial services industry since September 4, 2003. Matthew is licensed to provide investment advice in 47 states and the District of Columbia. Matthew is registered with FINRA and the SEC. In addition to being registered with Morgan Stanley, Matthew has previously been registered with WELLS FARGO ADVISORS, LLC, BANCWEST INVESTMENT SERVICES, INC., INVESTORS CAPITAL CORP., and EMPIRE FINANCIAL GROUP, INC.. Matthew holds several professional licenses, including the Series 6, 7, 24, 63 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/05/2014 - Present
Morgan Stanley (Palo Alto CA)
CA
10/17/2007 - 03/04/2014
WELLS FARGO ADVISORS, LLC (REDWOOD CITY CA)
CA
10/11/2006 - 10/12/2007
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
FL
09/16/2003 - 10/27/2006
INVESTORS CAPITAL CORP. (SARASOTA FL)
FL
09/01/2003 - 09/22/2003
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
BC
Issued 06/05/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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