Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mesa is a financial advisor at Oppenheimer & Co. Inc., based in San Francisco, California. Matthew has been in the financial services industry since 2006, working with a variety of clients including high-net-worth individuals, corporations, and institutions. Matthew's experience includes working with firms like Guggenheim Securities, LLC, Wells Fargo Securities, LLC, Jefferies LLC, Sterne, Agee & Leach, Inc., Merriman Capital, Inc., Canaccord Adams Inc., and Thinkpanmure. Matthew holds licenses for Series 66, Series 24, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
06/05/2024 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
CA
03/31/2021 - 06/05/2024
GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)
CA
08/01/2017 - 03/22/2021
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
10/31/2012 - 07/07/2017
JEFFERIES LLC (SAN FRANCISCO CA)
CA
11/01/2010 - 10/05/2012
STERNE, AGEE & LEACH, INC. (SAN FRANCISCO CA)
NY
06/30/2009 - 10/25/2010
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
08/08/2008 - 06/02/2009
CANACCORD ADAMS INC. (SAN FRANCISCO CA)
CA
07/18/2006 - 07/23/2008
THINKPANMURE (SAN FRANCISCO CA)
NY
11/11/2004 - 08/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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