Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Mertens is a financial advisor at Northwestern Mutual Investment Services, LLC. Matthew is a registered representative in Wisconsin and Minnesota. Matthew has been in the financial industry since June 2018. Prior to joining Northwestern Mutual, Matthew worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew holds a Series 7, Series 66 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/25/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
MN
11/25/2019 - 06/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
MN
05/10/2018 - 09/23/2019
EDWARD JONES (ST CLOUD MN)
BOTH
Issued 07/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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