Unclaimed
Matthew Mertens is a financial advisor with Northwestern Mutual Investment Services, LLC. Matthew has been working in the financial industry since 2018. Matthew has Series 7 and Series 66 licenses. Matthew is registered to provide investment advice in Wisconsin and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/25/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
MN
11/25/2019 - 06/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
MN
05/10/2018 - 09/23/2019
EDWARD JONES (ST CLOUD MN)
BOTH
Issued 7/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Mertens is the right advisor for you? Invested Better is here to help.