Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Puttroff is a financial professional with over 16 years of experience in the financial services industry. Matthew is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is also registered in 51 states as a broker-dealer. Previously, Matthew was affiliated with Fidelity Brokerage Services LLC and TIAA-CREF Individual & Institutional Services, LLC. Matthew has passed the Series 6, 7, 63, and 65 exams, and the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AZ
09/27/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PEORIA AZ)
KS
10/14/2019 - 06/09/2021
FIDELITY BROKERAGE SERVICES LLC (OVERLAND PARK KS)
KS
05/08/2018 - 10/10/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAWRENCE KS)
KS
06/17/2005 - 06/06/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAWRENCE KS)
CA
08/18/2004 - 06/14/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
PA
02/04/2003 - 01/05/2004
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
IA
Issued 06/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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