Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Marcus is a financial advisor with over 10 years of experience in the financial services industry. Matthew is currently registered with Principal Securities, Inc. and is a licensed advisor in Florida and Georgia. Prior to joining Principal Securities, Inc., Matthew worked for LPL Financial LLC, GWFS Equities, Inc., and Princor Financial Services Corporation. Matthew specializes in providing financial planning and investment advice to individuals, businesses, and retirement plan participants. Matthew also provides insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
10/25/2023 - Present
Principal Securities, Inc. (Winter Park FL)
FL
10/21/2022 - 08/01/2023
LPL FINANCIAL LLC (WINTER PARK FL)
CO
08/22/2017 - 06/01/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
08/09/2012 - 08/15/2013
PRINCOR FINANCIAL SERVICES CORPORATION (MAITLAND FL)
FL
02/10/2010 - 09/30/2010
SAMMONS SECURITIES COMPANY, LLC (ALTAMONTE SPRINGS FL)
TN
01/12/2010 - 02/09/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
03/26/2009 - 12/31/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
02/13/2007 - 11/27/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
09/20/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (APOPKA FL)
FL
10/07/2005 - 06/07/2006
MORGAN STANLEY DW INC. (WINTER PARK FL)
IA
Issued 01/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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