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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Warter is a financial advisor with LPL Financial LLC. Matthew is a registered representative with FINRA and the state of Texas. Matthew also holds the Series 7 and SIE securities licenses and the Series 66 uniform combined state law examination. Matthew has over 15 years of experience in the financial services industry. Previously, Matthew worked with PlanMember Securities Corporation, Russell Investments Financial Services, LLC and Citigroup Global Markets Inc. Matthew specializes in working with individuals, high-net-worth individuals, corporations, and pension plans. Matthew focuses on financial planning, portfolio management, and investment advisory services. Matthew is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/03/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
02/02/2021 - 10/03/2023
PLANMEMBER SECURITIES CORPORATION (San Diego CA)
WA
10/27/2010 - 01/27/2021
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
WA
04/06/2007 - 03/02/2009
CITIGROUP GLOBAL MARKETS INC. (FEDERAL WAY WA)
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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