Unclaimed
Matthew M. Smith is a financial advisor who has been in the industry since 2009. He is currently registered with J.P. Morgan Institutional Investments Inc. in Chicago, Illinois. Prior to this, Matthew worked for John Hancock Distributors LLC in Downers Grove, Illinois and Uvest Financial Services Group, Inc. in Edwardsville, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/20/2012 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
02/07/2011 - 12/31/2011
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
IL
09/22/2009 - 01/12/2011
UVEST FINANCIAL SERVICES GROUP, INC. (EDWARDSVILLE IL)
BOTH
Issued 10/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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