Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew M. Roddy is a financial advisor registered with J.p. Morgan Securities LLC. Matthew has been in the financial industry since 2002. He has extensive experience with securities, investment advisory, and financial planning services. Matthew is a registered representative in 53 states and holds licenses for the Series 7, Series 7TO, Series 63, and Series 65 exams. Matthew also has experience with UST Securities Corp. and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
06/01/2023 - Present
J.p. Morgan Securities LLC (Boston MA)
CT
04/09/2007 - 03/06/2008
UST SECURITIES CORP. (STAMFORD CT)
MA
03/06/2002 - 06/26/2006
CHARLES SCHWAB & CO., INC. (BOSTON MA)
NY
08/26/1998 - 02/07/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/03/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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