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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Breese is an investment advisor representative at Stephens. Matthew has been in the securities industry since September 18, 2008 and has a total of 5 approved registrations with the Financial Industry Regulatory Authority (FINRA). In addition to his FINRA licenses, Matthew has passed the Series 63 and Series 65 exams. Matthew has worked at Stephens since August 2019, previously holding positions at Piper Jaffray & Co. and Sterne Agee & Leach, Inc. Matthew is licensed to provide investment advice in Arkansas, Rhode Island, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/16/2021 - Present
Stephens (LITTLE ROCK AR)
MA
04/13/2015 - 08/26/2019
PIPER JAFFRAY & CO. (Boston MA)
MA
09/11/2008 - 04/08/2015
STERNE, AGEE & LEACH, INC. (BOSTON MA)
IA
Issued 12/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/17/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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