Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lowell Swiman is a registered representative of Ernst & Young Capital Advisors, LLC. Matthew is licensed in New York and holds the Series 63, Series 79TO, and SIE securities licenses. Matthew has been in the financial services industry since May 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/06/2022 - Present
Ernst & Young Capital Advisors, LLC (NEW YORK NY)
BC
Issued 05/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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