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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Louis Mattheisen is a financial advisor with Focus Financial in Minneapolis, MN. Matthew Louis Mattheisen has been in the industry since 2005. He holds Series 7, Series 31, Series 63, Series 65, and Series 66 licenses and provides financial planning, portfolio management, and pension consulting services to individuals, businesses, charitable organizations, and pension and profit-sharing plans. Matthew Louis Mattheisen also has previous experience with Charles Schwab & Co., Inc., TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, USALLIANZ INVESTOR SERVICES, LLC, and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
11/01/2018 - Present
Focus Financial (Minneapolis MN)
MN
09/24/2014 - 11/09/2018
CHARLES SCHWAB & CO., INC. (ST. PAUL MN)
MN
03/01/2013 - 09/09/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BLOOMINGTON MN)
MN
05/02/2006 - 01/11/2013
FIDELITY BROKERAGE SERVICES LLC (OAKDALE MN)
MN
01/17/2003 - 03/11/2003
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
NY
04/30/2002 - 01/08/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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