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Matthew Leon Mendez

D.a. Davidson & Co.

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About Matthew Leon Mendez

Matthew Leon Mendez is a financial professional with over 16 years of experience in the industry. Matthew is currently registered with D.a. Davidson & Co. and previously worked with Independent Financial Group, LLC, AIG Capital Services, Inc., Farmers Financial Solutions, LLC, MFS Fund Distributors, Inc., and Intersecurities, Inc. Matthew holds Series 6, 26, and 63 licenses. Matthew specializes in financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Matthew Mendez is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Mendez’s Registration & Firm History

MT

07/07/2022 - Present

D.a. Davidson & Co. (GREAT FALLS MT)

CA

01/04/2021 - 06/28/2022

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

NJ

06/11/2018 - 12/22/2020

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CA

04/07/2014 - 06/11/2018

FARMERS FINANCIAL SOLUTIONS, LLC (WOODLAND HILLS CA)

AZ

08/09/2006 - 04/03/2013

MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)

AZ

09/27/2005 - 07/12/2006

INTERSECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 09/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Leon Mendez.
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