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Matthew Lee Schwark

State Street Global Advisors Funds Distributors, LLC

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About Matthew Lee Schwark

Matthew Schwark is a financial professional registered with State Street Global Advisors Funds Distributors, LLC. Matthew has over 15 years of experience in the financial industry and holds the Series 63, SIE, Series 55 and Series 7 licenses. Matthew is registered in 52 states. Matthew's previous employers include Citadel Securities LLC, KCG Americas LLC, Knight Capital Americas, L.P., Kellogg Capital Markets, LLC and Kellogg Capital Group LLC.

Firm Information

Matthew Schwark is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Schwark’s Registration & Firm History

NY

05/18/2018 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

05/09/2016 - 04/18/2018

CITADEL SECURITIES LLC (NEW YORK NY)

NY

07/02/2012 - 05/24/2016

KCG AMERICAS LLC (NEW YORK NY)

NJ

12/20/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

07/23/2004 - 01/03/2011

KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/04/2005 - 11/28/2008

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/19/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Lee Schwark.
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