Unclaimed
Matthew Schwark is a financial professional registered with State Street Global Advisors Funds Distributors, LLC. Matthew has over 15 years of experience in the financial industry and holds the Series 63, SIE, Series 55 and Series 7 licenses. Matthew is registered in 52 states. Matthew's previous employers include Citadel Securities LLC, KCG Americas LLC, Knight Capital Americas, L.P., Kellogg Capital Markets, LLC and Kellogg Capital Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2018 - Present
State Street Global Advisors Funds Distributors, LLC (New York NY)
NY
05/09/2016 - 04/18/2018
CITADEL SECURITIES LLC (NEW YORK NY)
NY
07/02/2012 - 05/24/2016
KCG AMERICAS LLC (NEW YORK NY)
NJ
12/20/2010 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
07/23/2004 - 01/03/2011
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/04/2005 - 11/28/2008
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 09/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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