Unclaimed
Matthew Lee Hornstein is a financial professional with over 5 years of experience in the securities industry. Matthew is currently registered with Credit Agricole Securities (usa) Inc. He is a Series 7TO, SIE, and Series 79 licensed professional. Matthew has prior experience with STANDARD CHARTERED SECURITIES NORTH AMERICA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2021 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
04/26/2016 - 08/09/2021
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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