Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Baumgartner is an active investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Matthew is located in Bismarck, ND and has been in the industry since 2011. Matthew holds licenses to practice in a variety of states, including Arizona, Colorado, Florida, Idaho, Kansas, Minnesota, Nevada, North Dakota, Ohio, South Dakota, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ND
10/05/2015 - Present
Northwestern Mutual Investment Services, LLC (BISMARCK ND)
MN
09/09/2011 - 10/10/2014
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
IA
Issued 09/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/18/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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