Unclaimed
Matthew Allen is a financial advisor at Northwestern Mutual Investment Services, LLC. Matthew has been in the financial industry since May 16, 2008, and is registered in 19 states. Matthew's main office is located at 140 Whittington Pkwy in LOUISVILLE, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
05/16/2008 - Present
Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)
BC
Issued 02/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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