Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Adams is a financial advisor based in Santa Rosa, California. Matthew has been in the financial services industry for over 15 years and has held previous positions with Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp. and Wamu Investments, Inc. He is currently employed with MAI Capital Management, LLC and has been a registered Investment Advisor since 2010. Matthew holds Series 6, 7, 63 and 65 licenses and the SIE exam. Matthew specializes in financial planning, portfolio management and investment advisory services for high net worth individuals, families, corporations, other businesses, pension plans, investment companies, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CA
01/30/2024 - Present
MAI Capital Management, LLC (Santa Rosa CA)
CA
10/25/2013 - 05/21/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANTA ROSA CA)
CA
08/09/2010 - 11/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ROSA CA)
CA
05/02/2009 - 08/11/2010
CHASE INVESTMENT SERVICES CORP. (SANTA ROSA CA)
CA
10/29/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTA ROSA CA)
IA
Issued 06/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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