Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Le is a financial professional with experience in the financial services industry. Matthew is currently registered with Fidelity Brokerage Services LLC and previously worked with ROBINHOOD FINANCIAL, LLC and THRIVENT INVESTMENT MANAGEMENT INC. Matthew holds the Series 7TO, SIE, and Series 66 licenses and is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/27/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
10/28/2021 - 05/10/2022
ROBINHOOD FINANCIAL, LLC (Westlake TX)
TX
04/14/2021 - 10/07/2021
THRIVENT INVESTMENT MANAGEMENT INC. (Cedar Park TX)
BOTH
Issued 06/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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