linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew Lawrence Simon

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew Lawrence Simon

Matthew Lawrence Simon is a registered representative with Barclays Capital Inc. Matthew has been in the securities industry since July 12, 2014. Matthew is licensed in New York and has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Matthew was previously registered with J.P. Morgan Securities LLC.

Firm Information

Matthew Simon is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Simon’s Registration & Firm History

NY

03/17/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

06/10/2014 - 02/11/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

Not sure if Matthew Lawrence Simon is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Lawrence Simon.
Not sure if Matthew Lawrence Simon is right for you?