Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Laurence Broad is a registered representative with Fidelity Personal And Workplace Advisors. Matthew has been in the securities industry for over 15 years. Matthew is licensed to provide investment advice in 53 states and the District of Columbia. Matthew is a Series 66, 65 and 63 licensed advisor. Matthew has passed the SIE and Series 7 exams. Matthew previously worked at Equitable Advisors, LLC, Cadaret, Grant & Co., Inc., NYLIFE Securities LLC, Allianz Global Investors Distributors LLC, Putnam Retail Management Limited Partnership and Cadaret, Grant & Co., Inc. Matthew is a financial advisor and has specializations in retirement planning, college savings, insurance, estate planning and business succession planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/21/2023 - Present
Fidelity Personal AND Workplace Advisors (MIDDLETOWN NJ)
NJ
06/16/2017 - 12/09/2021
EQUITABLE ADVISORS, LLC (SECAUCUS NJ)
NJ
07/22/2011 - 07/02/2015
CADARET, GRANT & CO., INC. (RED BANK NJ)
NY
09/10/2010 - 09/27/2010
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
01/08/2008 - 06/18/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
MA
01/31/2006 - 01/08/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
NY
10/11/2005 - 01/19/2006
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BOTH
Issued 04/14/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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