Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Lake Brown has been in the financial services industry since May 1997. Currently, Matthew is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Matthew's experience spans over two decades and includes previous roles with Morgan Stanley, LPL Financial LLC, The Huntington Investment Company, and several other firms. Matthew holds the Series 7, Series 24, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LISLE IL)
IL
09/30/2022 - 06/04/2024
MORGAN STANLEY (Lisle IL)
IL
01/17/2020 - 09/26/2022
LPL FINANCIAL LLC (ELGIN IL)
IL
04/30/2018 - 01/21/2020
THE HUNTINGTON INVESTMENT COMPANY (NAPERVILLE IL)
IL
02/10/2014 - 03/08/2018
SCOTTRADE, INC. (ST. CHARLES IL)
IL
05/07/2013 - 02/18/2014
PNC INVESTMENTS (NAPERVILLE IL)
IL
09/20/2012 - 04/26/2013
COUNTRY CAPITAL MANAGEMENT COMPANY (BATAVIA IL)
IL
07/06/2005 - 09/18/2012
CHASE INVESTMENT SERVICES CORP. (ST. CHARLES IL)
IL
08/16/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
10/27/2000 - 08/05/2002
MR. STOCK, INC. (SAN FRANCISCO CA)
NJ
05/11/1998 - 11/02/2000
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
02/26/1997 - 03/27/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CO
12/05/1996 - 01/22/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 06/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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