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Matthew Labbe Roach

Houlihan Lokey Capital, Inc.

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About Matthew Labbe Roach

Matthew Labbe Roach is a registered representative of Houlihan Lokey Capital, Inc. Matthew has been in the securities industry since May 2022. Matthew is licensed to sell securities in New York. Matthew is also a registered representative with FINRA. Matthew holds the Series 63, Series 79TO, and SIE licenses.

Firm Information

Matthew Roach is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Roach’s Registration & Firm History

NY

05/10/2022 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Labbe Roach.
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