Unclaimed
Matthew La sala is a registered representative with Northwestern Mutual Investment Services, LLC, and is licensed to sell securities in 18 states. Matthew has been in the industry since October 14, 2021. Matthew has Series 63, Series 6TO and SIE licenses. Matthew is located in Princeton, NJ, and offers investment research and referrals to other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
10/15/2021 - Present
Northwestern Mutual Investment Services, LLC (Princeton NJ)
BC
Issued 11/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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