Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Zokai is a financial advisor with over 17 years of experience in the financial services industry. Matthew is registered with Avantax Advisory Services and Avantax Planning Partners, Inc. Matthew's experience includes positions with 1st Global Capital Corp., OneAmerica Securities, Inc., Woodlands Securities Corporation, Chase Investment Services Corp., and Banc One Securities Corporation. Matthew holds the Series 6, 7, 63, and 66 securities licenses and the SIE exam. Matthew provides financial planning, portfolio management, and pension consulting services to individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (DALLAS TX)
TX
01/26/2017 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IN
09/19/2010 - 11/23/2016
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
TX
07/26/2006 - 03/26/2010
WOODLANDS SECURITIES CORPORATION (DALLAS TX)
IL
07/06/2005 - 04/25/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/14/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 05/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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