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Matthew L Gould

Pershing LLC

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About Matthew L Gould

Matthew Gould is a financial advisor with over 17 years of experience in the industry. Matthew is registered with Pershing LLC and Pershing Advisor Solutions LLC. He holds the Series 7, 9, 10, 63, and SIE licenses and is registered in New Hampshire and New Jersey. Previously, he worked with MML Investors Services, LLC, Signator Investors, Inc., and Fidelity Brokerage Services LLC.

Firm Information

Matthew Gould is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Gould’s Registration & Firm History

NJ

05/13/2024 - Present

Pershing LLC (JERSEY CITY NJ)

MA

11/05/2018 - 05/08/2023

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

NH

03/24/2017 - 08/09/2017

SIGNATOR INVESTORS, INC. (PORTSMOUTH NH)

NH

05/01/2001 - 04/02/2014

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 07/11/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/02/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/09/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Matthew L Gould. Review regulatory record here.
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