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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Traub is a financial advisor with Mariner Wealth. Matthew has been in the industry since 2013 and has a strong background in financial planning and investment management. Matthew holds the Series 7, Series 86, Series 87, and Series 63 securities licenses as well as the Series 65 investment advisor license. Matthew also holds the Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA) designations. Matthew's experience and qualifications make him a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/01/2022 - Present
Mariner Wealth (Walnut Creek CA)
CA
09/25/2014 - 10/11/2016
LPL FINANCIAL LLC (SAN FRANCISCO CA)
NY
12/23/2013 - 06/06/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 04/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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