Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Kyle Stapen is a financial advisor currently registered with Btig, LLC. Matthew has been in the financial services industry since October 4, 1995. Matthew holds the Series 7, Series 63, Series 72, and SIE licenses. Matthew is registered in 9 states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Matthew previously worked at Mizuho Securities USA LLC, Stifel, Nicolaus & Company, Incorporated, Hapoalim Securities USA, Inc., Cantor Fitzgerald & Co., RBS Securities Inc., ABN AMRO Incorporated, Dresdner Kleinwort Wasserstein Securities LLC, HSBC Securities (USA) Inc., Federated Securities Corp., Stires and Company, Inc., Financorg Group International Corporation, and Barclays De Zoete Wedd Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/18/2022 - Present
Btig, LLC (Miami FL)
NY
04/25/2019 - 07/18/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
12/02/2015 - 04/18/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
03/06/2012 - 12/11/2015
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
08/03/2009 - 12/15/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
02/23/2009 - 05/07/2009
RBS SECURITIES INC. (GREENWICH CT)
CT
06/01/2004 - 02/24/2009
ABN AMRO INCORPORATED (GREENWICH CT)
NY
03/04/2004 - 06/02/2004
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
07/06/2000 - 08/22/2003
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
PA
01/16/1996 - 03/14/2000
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NY
10/23/1995 - 11/14/1995
STIRES AND COMPANY, INC. (NEW YORK NY)
FL
08/26/1993 - 10/25/1994
FINANCORP GROUP INTERNATIONAL CORPORATION (MIAMI FL)
NY
12/01/1992 - 04/14/1993
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
BC
Issued 02/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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