Unclaimed
Matthew Kyle Fallon is a financial professional with over 25 years of experience in the industry. Matthew is currently registered with Evercore Group LLC. Prior to joining Evercore Group LLC, Matthew was previously employed by J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Chase Securities Inc., Wall Street Access and Waterhouse Securities, Inc.. Matthew is a registered principal and holds the Series 4, 7, 8, 24, 55, 57TO, 63 and 79TO licenses. Matthew holds a license in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/13/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
10/01/2008 - 03/23/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/20/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
03/14/1996 - 03/07/1997
WALL STREET ACCESS (NEW YORK NY)
NE
11/23/1993 - 02/12/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
08/31/1993 - 10/13/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/08/1996
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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