Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew King Estes is a financial advisor with Level Four Advisory Services, a firm that provides investment advisory services. Matthew has been in the industry since September 1989. Matthew is registered with the state of Arkansas and has a Series 63 and Series 65 licenses. Matthew also has a Series 7 and SIE license, meaning he can provide investment advice and trade securities on behalf of clients. Matthew has experience working with individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Matthew has previously worked at Pruco Securities, LLC, Morgan Stanley Distribution, Inc., Morgan Stanley, Stephens, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
AR
12/13/2021 - Present
Level Four Advisory Services (LITTLE ROCK AR)
NJ
08/03/2021 - 10/26/2021
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
02/26/2016 - 07/04/2017
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
FL
03/26/2012 - 02/26/2016
MORGAN STANLEY (TAMPA FL)
AR
07/23/1990 - 05/05/2011
STEPHENS (LITTLE ROCK AR)
NY
07/20/1987 - 08/09/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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