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Matthew Kent Steuart

Great Point Capital LLC

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About Matthew Kent Steuart

Matthew Steuart is a financial advisor with Great Point Capital LLC. Matthew holds the Series 57, Series 55, and Series 62 securities licenses and the SIE exam. He is registered with FINRA and is currently active in the securities industry. Matthew has been working in the industry since April 25, 2009.

Firm Information

Matthew Steuart is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Steuart’s Registration & Firm History

IL

07/03/2017 - Present

Great Point Capital LLC (CHICAGO IL)

IL

09/21/2004 - 11/28/2012

GREAT POINT CAPITAL LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2017

Series 57 - Securities Trader Exam

BC

Issued 10/28/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/2004

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Matthew Kent Steuart.
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