Unclaimed
Matthew Yannotta is a financial advisor with Stonex Financial Inc. Matthew has been in the financial services industry since 2001. Matthew is registered with FINRA and holds the following licenses: Series 7, Series 63, Series 52TO, Series 53, and the SIE. Matthew is also registered in the following states: Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New York, Ohio, Pennsylvania, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2015 - Present
Stonex Financial Inc. (NEW YORK NY)
FL
06/10/2014 - 05/26/2015
NEWBRIDGE SECURITIES CORPORATION (JUPITER FL)
FL
03/03/2009 - 05/22/2014
NEWBRIDGE SECURITIES CORPORATION (WEST PALM BEACH FL)
FL
01/01/2008 - 03/11/2009
WACHOVIA SECURITIES, LLC (JUPITER FL)
FL
05/21/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (JUPITER FL)
BC
Issued 10/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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