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Matthew Keith Yannotta

Stonex Financial Inc.

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About Matthew Keith Yannotta

Matthew Yannotta is a financial advisor with Stonex Financial Inc. Matthew has been in the financial services industry since 2001. Matthew is registered with FINRA and holds the following licenses: Series 7, Series 63, Series 52TO, Series 53, and the SIE. Matthew is also registered in the following states: Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New York, Ohio, Pennsylvania, Texas, Virginia, and Washington.

Firm Information

Matthew Yannotta is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Yannotta’s Registration & Firm History

NY

05/20/2015 - Present

Stonex Financial Inc. (NEW YORK NY)

FL

06/10/2014 - 05/26/2015

NEWBRIDGE SECURITIES CORPORATION (JUPITER FL)

FL

03/03/2009 - 05/22/2014

NEWBRIDGE SECURITIES CORPORATION (WEST PALM BEACH FL)

FL

01/01/2008 - 03/11/2009

WACHOVIA SECURITIES, LLC (JUPITER FL)

FL

05/21/2001 - 01/03/2008

A. G. EDWARDS & SONS, INC. (JUPITER FL)

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Licenses & Designations

BC

Issued 10/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Keith Yannotta.
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