Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Karl Fleming is a financial professional with over 25 years of experience in the financial services industry. Matthew currently works with Northwestern Mutual Investment Services, LLC. Previously, Matthew worked at STRONG INVESTMENTS, INC. Matthew has passed several industry exams including the Series 63, Series 65, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
06/22/1994 - 04/29/1999
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
IA
Issued 02/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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