Unclaimed
Matthew Vaughn is a registered representative with Citadel Securities LLC in Chicago, Illinois. Matthew Vaughn has been in the securities industry since September 23, 2008. Matthew Vaughn is a Series 24, 57TO, SIE and Series 7 licensed professional. Matthew Vaughn has held previous roles with UBS Securities LLC, Archipelago Securities L.L.C. and Archipelago Trading Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/26/2013 - Present
Citadel Securities LLC (CHICAGO IL)
NY
01/19/2011 - 04/22/2013
UBS SECURITIES LLC (NEW YORK NY)
IL
08/20/2008 - 12/17/2010
ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)
IL
08/20/2008 - 12/17/2010
ARCHIPELAGO TRADING SERVICES, INC. (CHICAGO IL)
BC
Issued 06/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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