Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Bauler is a financial advisor with Securian Financial Services, Inc. He is registered to provide securities and investment advisory services in Minnesota. Matthew has been in the industry since January 1, 2006. Matthew has obtained licenses for Series 7, 24, 27, 66, 99TO and SIE exams. He is also a registered principal for Securian Financial Services, Inc. Prior to joining Securian Financial Services, Inc., Matthew worked at CRI SECURITIES, LLC in Saint Paul, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/01/2006 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
06/21/2007 - 12/31/2017
CRI SECURITIES, LLC (ST PAUL MN)
BOTH
Issued 03/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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