Unclaimed
Matthew Jude Phelan is an experienced financial professional with over 26 years in the industry. Matthew is currently registered with Tp Icap Global Markets Americas Llc in Norwalk, CT. He is also registered in Connecticut, New Jersey, and New York. Prior to joining Tp Icap Global Markets Americas Llc, Matthew worked for GFI SECURITIES LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/06/2011 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
NY
06/10/1996 - 06/30/2011
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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