linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew Joshua Roehl

MMA Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew Joshua Roehl

Matthew Roehl is a financial advisor with MMA Securities LLC, located in Minneapolis, Minnesota. Matthew has been in the industry for over 24 years. Matthew is licensed in Minnesota, Illinois, Michigan, Texas and Wisconsin. He holds the Series 63, Series 6TO, and SIE licenses. Matthew is a Chartered Financial Consultant. Matthew's firm, MMA Securities LLC, is a registered investment advisor firm that provides a range of services including advisory services to retirement plan participants, pension consulting, and educational seminars. They also offer selection of other advisors.

Firm Information

Matthew Roehl is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Based on assets under advisement or per capita

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Roehl’s Registration & Firm History

MN

07/05/2023 - Present

MMA Securities LLC (Minneapolis MN)

Not sure if Matthew Joshua Roehl is right for you?

Licenses & Designations

BC

Issued 06/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Joshua Roehl.
Not sure if Matthew Joshua Roehl is right for you?