Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Wagner is a registered representative with Needham & Company, LLC. He is licensed to sell securities in the states of California, Illinois, Massachusetts, Minnesota, and New York. Matthew has been in the securities industry since January 2015. Prior to joining Needham & Company, LLC, Matthew worked at Ladenburg Thalmann & Co. Inc.. Matthew holds the Series 7, Series 79, and Series 63 licenses and the SIE exam. Matthew is an active member of the securities industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
02/22/2017 - Present
Needham & Company, LLC (NEW YORK NY)
NY
01/01/2015 - 02/02/2017
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
BC
Issued 06/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Matthew Wagner is the right advisor for you? Invested Better is here to help.
