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Matthew Joseph Sumner

Vanguard Marketing Corp.

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About Matthew Joseph Sumner

Matthew Sumner is a financial advisor with Vanguard Marketing Corp. registered in 53 states. Matthew has been in the industry since 2022 and holds a Series 7TO, Series 63, and SIE license.

Firm Information

Matthew Sumner is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Sumner’s Registration & Firm History

NC

04/22/2022 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Joseph Sumner.
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