Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Prisco is a financial professional with over 3 years of experience in the securities industry. Matthew currently works at Smbc Nikko Securities America, Inc., a broker-dealer firm, where he is a registered representative. Matthew has held several securities licenses, including the Series 7, Series 99 and the SIE. Matthew previously worked at Northeast Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/21/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/14/2015 - 12/31/2018
NORTHEAST SECURITIES, LLC (MITCHEL FIELD NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2015
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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