Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Portnoy is a financial advisor with Stifel, Nicolaus & Company, Inc., located in White Plains, NY. Matthew has been in the financial industry since 1988. Matthew is licensed to provide financial advice and sell securities in multiple states, including New York, Connecticut, and Texas. Matthew has a broad range of experience in the financial services industry, having worked with firms such as Wells Fargo Advisors, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/23/2018 - Present
Stifel, Nicolaus & Company, Inc. (WHITE PLAINS NY)
CT
05/05/2008 - 10/19/2016
WELLS FARGO ADVISORS, LLC (NEW CANAAN CT)
CT
04/22/2004 - 05/30/2008
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
NJ
10/12/1999 - 05/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/19/1994 - 11/29/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 07/18/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
03/12/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/15/1989 - 03/17/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/03/1989 - 07/03/1989
SHEARSON LEHMAN HUTTON INC.
NA
08/06/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
IA
Issued 02/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1991
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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