Unclaimed
Matthew Joseph Marini is a registered representative associated with Northwestern Mutual Investment Services, LLC. Matthew holds the Series 7TO, Series 63, and SIE licenses and is registered in Florida. Matthew has been in the industry since April 2022. Northwestern Mutual Investment Services, LLC offers a variety of financial products and services including investment research, referrals to other advisors, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
04/06/2022 - Present
Northwestern Mutual Investment Services, LLC (CORAL GABLES FL)
BC
Issued 10/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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