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Matthew Joseph Mancuso

BA Securities, LLC

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About Matthew Joseph Mancuso

Matthew Mancuso is a financial advisor with BA Securities, LLC. He is a Series 8, 24, 41, 63, and 1 licensed professional with over 40 years of experience in the financial services industry. Matthew's career began in 1973 at Smith Barney, Harris Upham & Co., Incorporated. He has held prior positions with several other reputable financial institutions, including Bear, Stearns & Co. Inc., Autobond Inc., and Cantor Fitzgerald & Co. Matthew is currently registered in California and Pennsylvania.

Firm Information

Matthew Mancuso is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Mancuso’s Registration & Firm History

PA

04/27/2021 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

PA

12/08/2003 - 09/20/2016

CANTOR FITZGERALD & CO. (CONSHOHOCKEN PA)

NY

08/18/2005 - 10/13/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

CT

11/01/2002 - 12/11/2003

ADVEST, INC. (HARTFORD CT)

FL

07/01/1997 - 12/06/1999

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

NY

04/06/1989 - 07/20/1995

AUTOBOND INC. (NEW YORK NY)

NY

10/16/1978 - 07/20/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

03/17/1978 - 01/13/1979

SHEARSON LOEB RHOADES INC.

NA

08/09/1977 - 02/14/1978

R. W. PRESSPRICH & CO. INCORPORATED

NA

10/17/1975 - 08/30/1977

KUHN LOEB & CO. INCORPORATED

NA

06/05/1975 - 01/12/1976

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

NA

02/14/1973 - 04/19/1975

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

BC

Issued 07/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 05/27/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/19/1985

Series 41 - NYSE Allied Member Examination

BC

Issued 02/08/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Joseph Mancuso.
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