Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Figueroa is a financial advisor in Scottsdale, Arizona. Matthew has been in the financial services industry since 1999 and holds Series 7, Series 63, Series 31, Series 6, Series 52, and Series 65 licenses. Matthew is currently registered with Pinnacle Peak Private Client Group, LLC, a registered investment advisor based in Scottsdale, Arizona. Matthew is a managing director/partner at Pinnacle Peak and focuses on managing client assets and retirement distribution strategies, financial planning, fixed/traditional insurance, and working with the office manager to help manage employee workflow, business financials, and day to day decisions. Matthew has previously worked with Purshe Kaplan Sterling Investments, BCG Securities, Inc., Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., and Prudential Securities Incorporated. Matthew has over 20 years of experience in the financial services industry and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/22/2017 - Present
Pinnacle Peak Private Client Group, LLC (SCOTTSDALE AZ)
AZ
09/08/2021 - 12/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Scottsdale AZ)
AZ
01/10/2017 - 09/09/2021
BCG SECURITIES, INC. (Scottsdale AZ)
AZ
04/01/2016 - 01/11/2017
PURSHE KAPLAN STERLING INVESTMENTS (Scottsdale AZ)
AZ
10/05/2009 - 04/01/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
01/13/2000 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SCOTTSDALE AZ)
NY
01/29/1999 - 01/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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