Unclaimed
Matthew Joseph Crimmins is a financial advisor with SPC Capital Markets LLC located in Greenwich, CT. Matthew has been in the industry for over 6 years and holds the Series 63, Series 7TO, SIE, and Series 79 licenses. Matthew is registered in Connecticut and New York. Previously, Matthew was employed by UBS Securities LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/23/2020 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
08/23/2014 - 09/06/2016
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 02/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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